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IFA Administration Team Manager
, , UNITED KINGDOM
...Ensure adherence to FCA (Financial Conduct Authority) rules as defined in the firm's compliance procedures. Work with Client Servicing Director to deliver process improvements. Skills required To be considered for this unique opportunity, candidates need to have: Proven experience within a...
Financial Advisor Administrative Assistant
DUNFERMLINE, SCOTLAND, UNITED KINGDOM
Eden Scott s client is seeking a Senior Financial Advisor Administrative Assistant, to join them in there team in Dunfermline, the successful individual will play a crucial role in supporting our Independent Financial Advisors (IFAs) and ensuring the smooth operation of our advisory services. Your...
Financial Advisor Administrative Assistant
DUNFERMLINE, GB
Eden Scott s client is seeking a Senior Financial Advisor Administrative Assistant, to join them in there team in Dunfermline, the successful individual will play a crucial role in supporting our Independent Financial Advisors (IFAs) and ensuring the smooth operation of our advisory services. Your...
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Head of Compliance and MLRO
, , UNITED KINGDOM
Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact for...
Head of Compliance and MLRO
GUILDFORD, GB
Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team.Acting as the firm s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact for...
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Regulatory Compliance Specialist
LEEDS, GB
...Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook. Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements. Research, identify and analyse potential regulatory...
Compliance Manager- Credit, Insurance, Mortgages
LONDON AREA, UNITED KINGDOM, UNITED KINGDOM
Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager...
Compliance Manager- Credit, Insurance, Mortgages
LONDON, GB
Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the...
Compliance Analyst
, , UNITED KINGDOM
Compliance Analyst - Wealth Management Bristol Area (1-2 days a week in office) £35k - £45k DoE Minimum of 1-2 years experience within Compliance or as a Paraplanner Role Overview: The Compliance Analyst will assume a pivotal role in our commitment to regulatory compliance and fostering...
Compliance Analyst
BRISTOL, GB
Compliance Analyst - Wealth Management Bristol Area (1-2 days a week in office) £35k - £45k DoE Minimum of 1-2 years experience within Compliance or as a Paraplanner Role Overview: The Compliance Analyst will assume a pivotal role in our commitment to regulatory compliance and fostering...
Compliance Analyst - RegTech Consultancy
LONDON, GB
Miryco Consultants is working with a high performing Boutique RegTech Consultancy looking to bring on board a qualified Compliance Analyst/Advisor to their team. This role is ideal for a strong financial services compliance analyst with foundational regulatory knowledge. Responsibilities: Assist in...
Compliance Officer
LEEDS, GB
As a Compliance professional, you will play a pivotal role in overseeing and approving all promotional and advertising materials used by 2plan Financial Advisers. This encompasses a broad range of products including Investments, Pensions, Protection, Mortgages, and General Insurance. The benefits...
Complaints Resolution Officer
HORSFORTH, ENGLAND, UNITED KINGDOM
About the opportunity: We are partnering with our client, a multi award winning financial advisor support group based in Horsforth, Leeds. An opportunity has arisen for an experienced and diligent Complaints Resolution Officer to join their team, playing an integral role in addressing and resolving...
Complaints Resolution Officer
HORSFORTH, GB
About the opportunity: We are partnering with our client, a multi award winning financial advisor support group based in Horsforth, Leeds. An opportunity has arisen for an experienced and diligent Complaints Resolution Officer to join their team, playing an integral role in addressing and resolving...
Senior Regulatory Legal Counsel
LONDON AREA, UNITED KINGDOM, UNITED KINGDOM
Role: Senior Regulatory Lawyer - Financial Services - EMI Institution Salary : We'll match your seniority level Key responsibilities as an advisor for regulatory matters impacting the Company business. responsible for maintaining ongoing compliance with applicable, laws, regulations and guidance...
Senior Regulatory Legal Counsel
LONDON, GB
Role: Senior Regulatory Lawyer - Financial Services - EMI Institution Salary : We'll match your seniority level Key responsibilities as an advisor for regulatory matters impacting the Company business. responsible for maintaining ongoing compliance with applicable, laws, regulations and guidance...
Operations Manager/T&C Supervisor
NEWCASTLE UPON TYNE, GB
Operations Manager/T&C Supervisor Location: Newcastle outskirts Salary: £40,000 - £50,000 per annum (negotiable, dependent on experience & qualifications) Our client is a growing Independent Financial Advisor (IFA) practice north of Newcastle and they are now seeking a highly...
Human Resources Business Partner
LONDON AREA, UNITED KINGDOM, UNITED KINGDOM
...of being a trusted advisor and an architect of talent development, while also playing a crucial part in various HR functions. Benefits: - Influence the direction of learning and development initiatives - Collaborate with senior HR and business leaders - Manage high-impact projects and...
Senior Human Resources Business Partner
LONDON AREA, UNITED KINGDOM, UNITED KINGDOM
...and acts as a trusted advisor to managers providing operational and commercially driven HR support. Partner with key areas such as Compliance, Legal, Risk, IT and Finance etc to deliver a comprehensive, smooth, and effective HR service which is compliant with relevant legislation, managing risk...
IFA Administration Team Manager
£34,000
READING, BERKSHIRE, UNITED KINGDOM
...Ensure adherence to FCA (Financial Conduct Authority) rules as defined in the firm's compliance procedures. Work with Client Servicing Director to deliver process improvements. Skills required To be considered for this unique opportunity, candidates need to have: Proven experience within a...
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