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Investment compliance associate jobs in United States

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Hotel Maintenance Engineer ALPHARETTA, GEORGIA, UNITED STATES ...benefits of becoming an associate! In addition to our Company's medical, dental, vision, and retirement benefits, Hotel at Avalon associates also enjoy free lunch or dinner during your shift in our Associate Cafe, free gated on-site parking, provided uniforms, and discounted dry cleaning rates...
Overnight Engineer TUCSON, ARIZONA, UNITED STATES ...benefits for full-time associates and other offerings for all associates including paid time off, free meals daily in our associate dining room and a discounted travel benefit at any one of 6,000+ Marriott hotels worldwide. Want to learn more about joining our team? Join today! br / br / Don't...
Sr. Database Administrator - TrainingPeaks LOUISVILLE, COLORADO, UNITED STATES ...data privacy, including compliance with regulations such as GDPR. br / br / Work closely with the Data Analytics team to ensure a seamless flow of information that provides the business with insights for decision-making. br / br / Maintain clear and comprehensive system documentation. br...
Looking for Investment Compliance Associate jobs in United States? Top Salaries! Full time, part time and contract. UNITED STATES Visit PerfectJobs4U UK for the widest selection of top UK jobs. Full time, part time and work from home roles.
Senior Associate, Private Credit Specialist BOSTON, MASSACHUSETTS, US ...with members of the investment, legal, compliance and accounting teams. Support special projects and ad-hoc requests relating to client service, marketing, record keeping, compliance, and other such areas that may arise over time. Collaborate and manage relationships with product...
Associate Actuary BOSTON, MASSACHUSETTS, US Job Description: Associate Actuary Are you ready to apply Make sure you understand all the responsibilities and tasks associated with this role before proceeding. Fidelity Investments Life Insurance Company (FILI) is looking for an Associate Actuary to help drive our future state of reserve...
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Mandarin speaking - Stock Plan Services Associate SALT LAKE CITY, UTAH, US ...of Your Role As an associate in Stock Plan Services, you will partner with Fidelity Workplace Investing to service our participants at the highest level possible. As a multilingual Stock Plan Associate you will be expected to provide live language support to our international participants in...
Manager, Compliance Advisor MERRIMACK, NEW HAMPSHIRE, US Job Description: The Role Check all associated application documentation thoroughly before clicking on the apply button at the bottom of this description. The Compliance Advisor is responsible for conducting compliance activities in support of Fidelity's retail annuity and life insurance business...
Investment Management Paralegal PHILADELPHIA, PENNSYLVANIA, US Morgan, Lewis & Bockius LLP, one of the world's leading global law firms with offices in strategic hubs of commerce, law, and government across North America, Asia, Europe, and the Middle East, is seeking to hire an entry level Paralegal in the Investment Management Practice Group. The successful...
Senior Associate, Stock Plan Administration ENGLEWOOD, COLORADO, US ...administrative support, compliance, and reporting services. Provide day to day stock plan administration support to client, may include loading new grants, handling equity vesting/distributions, crafting service requests, and managing indicative records. Act as the conduit between client's...
Paralegal - Investment Management WASHINGTON, DISTRICT OF COLUMBIA, US ...tasks within the firm's Investment Management and Broker-Dealer practice areas. Hit Apply below to send your application for consideration Ensure that your CV is up to date, and that you have read the job specs first. This position may reside in our Boston or Washington DC office with a hybrid...
Associate Director, Data Scientist NEW YORK, NEW YORK, US ...Practice Overview The Associate Director of Marketing Science is a pivotal role sitting within Rufus, reporting into the Head of Marketing Science. This role will be supported by a data scientist. You will collaborate with the Head of Marketing Science to spearhead a newly created, proactive...
Community Engagement Associate III PHILADELPHIA, PENNSYLVANIA, US ...issues, and consumer compliance regulations, including the Community Reinvestment Act. General knowledge of banking and bank regulations. Other Requirements: Valid driver s license to travel and facilitate community development outreach and programs. Travel up to 25% of time. Physical...
IT Risk Associate/IT Risk Specialist PHILADELPHIA, PENNSYLVANIA, US ...institutions' compliance with relevant laws and regulations. Facilitate the stability of the financial system of the United States. Support the growth and stability of the U.S. economy. Your role as Cyber / IT Risk Specialist: Lead or participate in examinations and monitoring activities...
Director Software Engineering DURHAM, NORTH CAROLINA, US Job Description: The Role Read on to fully understand what this job requires in terms of skills and experience If you are a good match, make an application. Investment Compliance Technology team is seeking a Senior Java/Scala tech lead to work on the development and enhancement of a brand-new...
Senior Legal Counsel, Fidelity Private Wealth/Institutional Distribution SMITHFIELD, RHODE ISLAND, US ...registered investment advisers (RIA), and institutional investor issues associated with alternatives matters. Experience working with placement agents, broker-dealers, and alternatives marketplaces Experience handling private offering advertising and performance issues under FINRA...
Chapter Leader - FHA and FI Data BOSTON, MASSACHUSETTS, US Job Description:The Role As the FHA & FI (FAMS, High Income, Alternatives & Fixed Income) Data Chapter Leader, you blend deep data expertise & a passion for the craft of software engineering with a strong ability to coach, mentor, and develop associates. Please make sure you read the following...
Director - Private Asset Operational Due Diligence and Oversight BOSTON, MASSACHUSETTS, US Job Description: The Role Learn more about the general tasks related to this opportunity below, as well as required skills. Strategic Advisers' Advisor Oversight Team partners closely with Fidelity's investment management teams and key stakeholders to identify and mitigate risks associated with the...
Trader, Digital Assets BOSTON, MASSACHUSETTS, US Job Description: The Group Below, you will find a complete breakdown of everything required of potential candidates, as well as how to apply Good luck. Fidelity Digital Asset Management [FDAM] is building an investment platform offering digital asset products and services designed to meet the...
Private Credit Portfolio Manager BOSTON, MASSACHUSETTS, US ...clients. The range of investment solutions include managed accounts, financial planning frameworks and custom solutions. Strategic Advisers is a registered investment adviser and a Fidelity Investments Company. SAI serves as the investment manager to all Fidelity managed accounts offered by...
Senior Legal Counsel - Fidelity Institutional SMITHFIELD, RHODE ISLAND, US ...brokerage services and investment advisory offerings to third-party intermediary clients, including registered investment advisers (\"RIAs\"), banks, and broker-dealers. Make sure to read the full description below, and please apply immediately if you are confident you meet all the requirements...
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