save this search
Adverts by Google
Regulatory Compliance Specialist
LEEDS, GB
...Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook. Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements. Research, identify and analyse potential regulatory...
Quality Assurance Advisor , T&C , Wealth Management , Financial Planning , Level 4 qualified
CITY OF BRISTOL, GB
The Client A well-established boutique Wealth Management firm. The Role This is a fantastic opportunity for a Training & Competence Advisor to join a highly credible Wealth Management company working in their Bristol office. The Training & Competence Advisor will undertake file reviews to...
Compliance Officer
LEEDS, GB
As a Compliance professional, you will play a pivotal role in overseeing and approving all promotional and advertising materials used by 2plan Financial Advisers. This encompasses a broad range of products including Investments, Pensions, Protection, Mortgages, and General Insurance. The benefits...
Looking for Fca Compliance Advisor jobs?
Top Salaries! Full time, part time and contract.
Visit PerfectJobs4U UK for the widest selection of top UK jobs. Full time, part time and work from home roles.
Finance Accounts Manager
BIRMINGHAM, GB
...with Insurance Advisor/Account Executive Assist and resolve general day to day accounting queries with Insurance Advisor/Account Executive Ensure that return premiums are sent to customers as and when requested Liaise with Account Executives/Brokers and customers for outstanding premiums...
Paraplanner (Fully remote)
LONDON, GB
...reports Ensuring FCA regulations and compliance are met Supporting with ad hoc projects and tasks where required Reviewing and understanding existing scheme information from providers. Using research tools / systems to complete detailed analysis Cashflow modelling Complying with the...
Adverts by Google
Paraplanner
REDHILL, GB
...supporting the Advisors, your duties are to include (but not limited to): Assisting in providing solutions to client s needs and providing a service which exceeds their expectations Dealing with daily client and provider enquiries Preparing for client meetings including checking that all...
Compliance Advisor
ESSEX, GB
I have an exciting opportunity for a compliance advisor based in Essex with hybrid working. The head of compliance, who this role reports into, is someone who is well known for nurturing talented individuals and would be a great person to learn from. This would be an excellent opportunity for...
Financial Advisor Administrative Assistant
DUNFERMLINE, SCOTLAND, UNITED KINGDOM
Eden Scott s client is seeking a Senior Financial Advisor Administrative Assistant, to join them in there team in Dunfermline, the successful individual will play a crucial role in supporting our Independent Financial Advisors (IFAs) and ensuring the smooth operation of our advisory services. Your...
Financial Advisor Administrative Assistant
DUNFERMLINE, GB
Eden Scott s client is seeking a Senior Financial Advisor Administrative Assistant, to join them in there team in Dunfermline, the successful individual will play a crucial role in supporting our Independent Financial Advisors (IFAs) and ensuring the smooth operation of our advisory services. Your...
Head of Compliance and MLRO
GUILDFORD, GB
Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team.Acting as the firm s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact for...
Compliance Manager- Credit, Insurance, Mortgages
LONDON, GB
Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the...
Compliance Advisor
ESSEX, ENGLAND, UNITED KINGDOM
I have an exciting opportunity for a compliance advisor based in Essex with hybrid working. The head of compliance, who this role reports into, is someone who is well known for nurturing talented individuals and would be a great person to learn from. This would be an excellent opportunity for...
Head of Compliance and MLRO
, , UNITED KINGDOM
Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact for...
Employee Relations Advisor - Maidenhead
£35000 - £40000/annum
MAIDENHEAD, SL6
Employee Relations Advisor Full-Time, Permanent Maidenhead, Berkshire (Hybrid 3 Days Office-Based, 2 from home) Salary: Up to £40,000 per annum WorkingWithDignity EmployeeRelations Are you skilled in navigating employee relations challenges with sensitivity and empathy? If you thrive on...
Employee Relations Advisor
£35000 - £40000/annum
SUTTON COLDFIELD, B72
Employee Relations Advisor Full-Time, Permanent Sutton Coldfield, Birmingham (Hybrid 3 Days Office-Based, 2 from home) Salary: Up to £40,000 per annum WorkingWithDignity EmployeeRelations Are you skilled in navigating employee relations challenges with sensitivity and empathy? If you...
Senior Compliance Associate
GREATER LONDON, ENGLAND, UNITED KINGDOM
Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide...
Compliance Manager- Credit, Insurance, Mortgages
LONDON AREA, UNITED KINGDOM, UNITED KINGDOM
Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager...
Legal and Compliance Manager
LONDON AREA, UNITED KINGDOM, UNITED KINGDOM
Legal & Compliance Manager Role: Permanent/ Full-time Location: London Industry: Private Equity Salary: Competitive + Bonus + Benefits Reporting to: CFO WFH: Hybrid model with flexible working policy Direct Reports: N/A About the Role: A newly created position to support the growing global private...
Compliance Manager (Consulting)
LONDON AREA, UNITED KINGDOM, UNITED KINGDOM
InterQuest are looking for an experienced Compliance professional with a background of Insurance or Consumer Credit ideally within a Consultancy to join a Fintech consultancy in London. This is your chance to join a business whilst they are going through an accelerated growth plan and continue to...
Senior Policy Advisor
, , UNITED KINGDOM
...issues covering FCA regulation as well as financial crime and anti-money laundering requirements. Engaging and leading on core issues such as Consumer Duty including Vulnerability Protection Fees and Levies and the AR Regime. Maintaining regular contact and building constructive...
Adverts by Google