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Relationship Manager - Highland Park, IL
HIGHLAND PARK, ILLINOIS, US
...and tasks associated with this role before proceeding. The Expertise We're Looking For FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire 1-3 years in financial services with an emphasis in providing...
Financial Representative - Naperville, IL
NAPERVILLE, ILLINOIS, US
...matter specialist in compliance and all front lobby transactions, you will partner and contribute to branch success by identifying opportunities to deepen relationships. The Skills You Bring Superb interpersonal skills and passion to engage with clients An aptitude to assess client needs and...
Consultant, Actuary
CHICAGO, ILLINOIS, US
...mergers & acquisitions, compliance, plan amendments and plan designs. Training associates and analysts to ensure continued development of the staff. Handling client budgets and setting expectations and client deadlines. Provide comprehensive documentation on your clients. Preparing responses to...
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Mandarin speaking - Stock Plan Services Associate
SALT LAKE CITY, UTAH, US
...of Your Role As an associate in Stock Plan Services, you will partner with Fidelity Workplace Investing to service our participants at the highest level possible. As a multilingual Stock Plan Associate you will be expected to provide live language support to our international participants in...
Associate Actuary
BOSTON, MASSACHUSETTS, US
Job Description: Associate Actuary Are you ready to apply Make sure you understand all the responsibilities and tasks associated with this role before proceeding. Fidelity Investments Life Insurance Company (FILI) is looking for an Associate Actuary to help drive our future state of reserve...
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AIP Treasury Senior Associate
CONSHOHOCKEN, PENNSYLVANIA, US
Morgan Stanley Investment Management (\"MSIM\"), together with its investment advisory affiliates, operates in 23 countries with 1.5 Tn in assets under management or supervision as of December 31, 2023. Morgan Stanley Investment Management strives to provide outstanding long-term investment...
Associate/Vice President, Alternatives Channel Marketing
NEW YORK, NEW YORK, US
Morgan Stanley Investment Management (\"MSIM\") is a global investment manager with over 40 years of history delivering innovative investment solutions across public and private markets worldwide. We have 1.5Tn of AUM with professionals located across 25 countries, with a proven long term track...
Associate/Vice President, Alternatives Channel Marketing
BOSTON, MASSACHUSETTS, US
Morgan Stanley Investment Management (\"MSIM\") is a global investment manager with over 40 years of history delivering innovative investment solutions across public and private markets worldwide. We have 1.5Tn of AUM with professionals located across 25 countries, with a proven long term track...
AIP Treasury Senior Associate
NEW YORK, NEW YORK, US
Morgan Stanley Investment Management (\"MSIM\"), together with its investment advisory affiliates, operates in 23 countries with 1.5 Tn in assets under management or supervision as of December 31, 2023. Morgan Stanley Investment Management strives to provide outstanding long-term investment...
Surveillance & Regulatory Compliance Advisory (AVP)
NEW YORK, NEW YORK, US
Our client is an investment bank servicing clients in fixed income and equity capital markets globally. They are currently looking for someone to come in to service their fixed income surveillance program and help with all regulatory compliance issues. Maximise your chances of a successful...
Funds Operations Senior Associate
BOSTON, MASSACHUSETTS, US
The Fund Operations Team Please read the information in this job post thoroughly to understand exactly what is expected of potential candidates. Arrowstreet is the investment adviser to, and promoter of, a number of pooled investment funds, each of which is managed according to one of our offered...
Senior Associate, Stock Plan Administration
ENGLEWOOD, COLORADO, US
...administrative support, compliance, and reporting services. Provide day to day stock plan administration support to client, may include loading new grants, handling equity vesting/distributions, crafting service requests, and managing indicative records. Act as the conduit between client's...
Fund Portfolio Management, Prime Europe - Real Estate Investing - Associate
NEW YORK, NEW YORK, US
Company Overview: Scroll down the page to see all associated job requirements, and any responsibilities successful candidates can expect. Morgan Stanley Real Estate Investing (\"MSREI\") is the global private real estate investment management business of Morgan Stanley. One of the most active...
Manager, Compliance Advisor
MERRIMACK, NEW HAMPSHIRE, US
Job Description: The Role Check all associated application documentation thoroughly before clicking on the apply button at the bottom of this description. The Compliance Advisor is responsible for conducting compliance activities in support of Fidelity's retail annuity and life insurance business...
Associate Director, Client Solutions, Analytics
NEW YORK, NEW YORK, US
...this role, as well as associated experience, then apply with your CV below. Position Overview The Associate Director, Client Solutions, Analytics, supports the Director in their mission to deliver business-appropriate, best-in-class solutions for Initiative clients. You partner with the...
Community Engagement Associate III
PHILADELPHIA, PENNSYLVANIA, US
...issues, and consumer compliance regulations, including the Community Reinvestment Act. General knowledge of banking and bank regulations. Other Requirements: Valid driver s license to travel and facilitate community development outreach and programs. Travel up to 25% of time. Physical...
Director Software Engineering
DURHAM, NORTH CAROLINA, US
Job Description: The Role Read on to fully understand what this job requires in terms of skills and experience If you are a good match, make an application. Investment Compliance Technology team is seeking a Senior Java/Scala tech lead to work on the development and enhancement of a brand-new...
MSIM Portfolio Surveillance - Equity & Fixed Income
BOSTON, MASSACHUSETTS, US
Description - External Like the look of this opportunity Make sure to apply fast, as a high volume of applications is expected Scroll down to read the complete job description. Morgan Stanley Investment Management (\"MSIM\"), together with its investment advisory affiliates, operates in 23 countries...
MSIM Portfolio Surveillance - Equity & Fixed Income
NEW YORK, NEW YORK, US
Description - External Like the look of this opportunity Make sure to apply fast, as a high volume of applications is expected Scroll down to read the complete job description. Morgan Stanley Investment Management (\"MSIM\"), together with its investment advisory affiliates, operates in 23 countries...
Senior Legal Counsel, Fidelity Private Wealth/Institutional Distribution
SMITHFIELD, RHODE ISLAND, US
...registered investment advisers (RIA), and institutional investor issues associated with alternatives matters. Experience working with placement agents, broker-dealers, and alternatives marketplaces Experience handling private offering advertising and performance issues under FINRA...
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