96

Investment compliance associate jobs in Chicago il

Jobs 1 to 10 of 96

Adverts by Google

Receive new Investment compliance associate jobs in Chicago il daily

Sign me up to Workcircle Partner alerts for even more jobs. More info.
This site uses cookies, by registering you agree to us placing a cookie on your computer, and you accept our privacy policy and terms of use.

Consultant, Actuary CHICAGO, ILLINOIS, US ...mergers & acquisitions, compliance, plan amendments and plan designs. Training associates and analysts to ensure continued development of the staff. Handling client budgets and setting expectations and client deadlines. Provide comprehensive documentation on your clients. Preparing responses to...

We've expanded the search to "Illinois" to find more jobs with all your keywords

Relationship Manager - Highland Park, IL HIGHLAND PARK, ILLINOIS, US ...and tasks associated with this role before proceeding. The Expertise We're Looking For FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire 1-3 years in financial services with an emphasis in providing...
Financial Representative - Naperville, IL NAPERVILLE, ILLINOIS, US ...matter specialist in compliance and all front lobby transactions, you will partner and contribute to branch success by identifying opportunities to deepen relationships. The Skills You Bring Superb interpersonal skills and passion to engage with clients An aptitude to assess client needs and...
Looking for Investment Compliance Associate jobs in Chicago Il? Top Salaries! Full time, part time and contract. CHICAGO IL Visit PerfectJobs4U UK for the widest selection of top UK jobs. Full time, part time and work from home roles.

We've expanded the search to "United States of America" to find more jobs with all your keywords

Dining Services - Manager in Training JAMAICA, NEW YORK, UNITED STATES ...benefits to support our associates and their family s health and well-being. Our goal is to promote welfare and health and enhance our associates' and their families' overall quality of life. Benefits - FREE Telemedicine and Prescription Discount Program along with an array of medical, dental...
Dining Services - Manager in Training SCARBOROUGH, MAINE, UNITED STATES ...benefits to support our associates and their family s health and well-being. Our goal is to promote welfare and health and enhance our associates' and their families' overall quality of life. Benefits - FREE Telemedicine and Prescription Discount Program along with an array of medical, dental...
Adverts by Google

Associate Director, Regulatory Compliance BOSTON, MASSACHUSETTS, US Company Overview Submit your CV and any additional required information after you have read this description by clicking on the application button. We are a Boston-based investment manager that provides global and international equity investment strategies and fund products to institutional...
Associate Director of Real Estate BOSTON, MASSACHUSETTS, US Job Description: The information below covers the role requirements, expected candidate experience, and accompanying qualifications. The Associate Director of Real Estate will be reporting directly to the Vice President of Facilities and assist in overseeing Berklee's diverse portfolio of...
Associate Actuary BOSTON, MASSACHUSETTS, US Job Description: Associate Actuary Are you ready to apply Make sure you understand all the responsibilities and tasks associated with this role before proceeding. Fidelity Investments Life Insurance Company (FILI) is looking for an Associate Actuary to help drive our future state of reserve...
Mandarin speaking - Stock Plan Services Associate SALT LAKE CITY, UTAH, US ...of Your Role As an associate in Stock Plan Services, you will partner with Fidelity Workplace Investing to service our participants at the highest level possible. As a multilingual Stock Plan Associate you will be expected to provide live language support to our international participants in...
Surveillance & Regulatory Compliance Advisory (AVP) NEW YORK, NEW YORK, US Our client is an investment bank servicing clients in fixed income and equity capital markets globally. They are currently looking for someone to come in to service their fixed income surveillance program and help with all regulatory compliance issues. Maximise your chances of a successful...
Manager, Compliance Advisor MERRIMACK, NEW HAMPSHIRE, US Job Description: The Role Check all associated application documentation thoroughly before clicking on the apply button at the bottom of this description. The Compliance Advisor is responsible for conducting compliance activities in support of Fidelity's retail annuity and life insurance business...
Senior Associate, Stock Plan Administration ENGLEWOOD, COLORADO, US ...administrative support, compliance, and reporting services. Provide day to day stock plan administration support to client, may include loading new grants, handling equity vesting/distributions, crafting service requests, and managing indicative records. Act as the conduit between client's...
Community Engagement Associate III PHILADELPHIA, PENNSYLVANIA, US ...issues, and consumer compliance regulations, including the Community Reinvestment Act. General knowledge of banking and bank regulations. Other Requirements: Valid driver s license to travel and facilitate community development outreach and programs. Travel up to 25% of time. Physical...
Director Software Engineering DURHAM, NORTH CAROLINA, US Job Description: The Role Read on to fully understand what this job requires in terms of skills and experience If you are a good match, make an application. Investment Compliance Technology team is seeking a Senior Java/Scala tech lead to work on the development and enhancement of a brand-new...
Senior Legal Counsel, Fidelity Private Wealth/Institutional Distribution SMITHFIELD, RHODE ISLAND, US ...registered investment advisers (RIA), and institutional investor issues associated with alternatives matters. Experience working with placement agents, broker-dealers, and alternatives marketplaces Experience handling private offering advertising and performance issues under FINRA...
Chapter Leader - FHA and FI Data BOSTON, MASSACHUSETTS, US Job Description:The Role As the FHA & FI (FAMS, High Income, Alternatives & Fixed Income) Data Chapter Leader, you blend deep data expertise & a passion for the craft of software engineering with a strong ability to coach, mentor, and develop associates. Please make sure you read the following...
Director - Private Asset Operational Due Diligence and Oversight BOSTON, MASSACHUSETTS, US Job Description: The Role Learn more about the general tasks related to this opportunity below, as well as required skills. Strategic Advisers' Advisor Oversight Team partners closely with Fidelity's investment management teams and key stakeholders to identify and mitigate risks associated with the...
Senior Legal Counsel - Fidelity Institutional SMITHFIELD, RHODE ISLAND, US ...brokerage services and investment advisory offerings to third-party intermediary clients, including registered investment advisers (\"RIAs\"), banks, and broker-dealers. Make sure to read the full description below, and please apply immediately if you are confident you meet all the requirements...
Global Head of Engineering BOSTON, MASSACHUSETTS, US ...will manage Fidelity associates as well as multiple 3rd party vendors. This key leadership role will collaborate with partners across the entire organization to ensure consistent superior customer service. This role requires an excellent balance of transactional management and transformational...
Municipal Bond Trader MERRIMACK, NEW HAMPSHIRE, US ...a staff of roughly 200 investment professionals. At Fidelity, we combine fundamental research on domestic and international debt issuers with macroeconomic and quantitative analysis to develop investment decisions. Our goal is to use our financial expertise to help people live the lives they...
Adverts by Google

 




Receive new Investment compliance associate jobs in Chicago il daily

Sign me up to Workcircle Partner alerts for even more jobs. More info.
This site uses cookies, by registering you agree to us placing a cookie on your computer, and you accept our privacy policy and terms of use.

 
  1. advanced | tipsPut a '+' before a keyword if you want that keyword to definitely appear in the results or a '-' for keywords you don't want to appear. For example, +sales -assistant. Alternatively, if you want results to match an exact keyword then put it in quotes, e.g. "sales manager".