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Investment compliance associate jobs in California

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Senior Associate - Compliance (Alternative Assets) SAN FRANCISCO, CA, UNITED STATES Job DescriptionYou will be facilitating our service offering by assisting in the performance of, and being responsible for, among other thingsAssisting in the monitoring and maintaining of compliance programs for clients to ensure compliance with federal securities laws, including the...

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Private Wealth Senior Tax Associate TYSONS CORNER, VA, UNITED STATES Position: Private Wealth Senior Tax AssociateCompany Overview: Northwest Talent Solutions LLC is a leading recruitment firm working with an outstanding US-based financial client. The Northwest Talent Solutions team is a group of experienced professionals dedicated to delivering top talent to our...
Associate Director, Media Investment Excellence ATLANTA, GA, UNITED STATES Job DescriptionJob Overview:The Associate Director of Investment Excellence is responsible for day-to-day media buy activation, budget, and billing management, and buy hygiene oversight on the Inspire Media Engine (IME) Investment team. The Supervisor must understand the importance of ensuring...
Looking for Investment Compliance Associate jobs in California? Top Salaries! Full time, part time and contract. CALIFORNIA Visit PerfectJobs4U UK for the widest selection of top UK jobs. Full time, part time and work from home roles.
Senior Associate / Assistant Vice President - Private Credit Operations JACKSONVILLE, FL, UNITED STATES Arena Investors, LP ( Arena ) is a global investment management firm that seeks to generate attractive risk adjusted, consistent and uncorrelated returns by employing a fundamentals based, asset-oriented financing and investing strategy across the entire credit spectrum in areas where conventional...
Associate General Counsel NEW YORK, NEW YORK, US Evergreen Trading is a media investment firm headquartered in NYC. The experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below. We help brands achieve their goals by leveraging their unwanted assets to purchase media. Our unique...
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Associate Director, Financial Planning and Analysis NEW YORK COUNTY, NY, UNITED STATES ...Trend analysis on investment cost spending vs budget/forecastHeadcount analysisOther:Manage a team of six in to ensure the highest level of compliance to organization policies and performanceProvide those team members with continuous mentorship and supportIdentify best practices to...
Senior Associate - Compliance (Alternative Assets) DALLAS, TX, UNITED STATES ...will join the firm's compliance team in the assessment, development, implementation, and testing of compliance programs for our clients in the alternative and traditional investment sector, including private equity, hedge, and venture capital fund managers, in addition to providing Regulatory...
Senior Associate - Compliance (Alternative Assets) CHICAGO, IL, UNITED STATES Job DescriptionYou will be facilitating our service offering by assisting in the performance of, and being responsible for, among other thingsAssisting in the monitoring and maintaining of compliance programs for clients to ensure compliance with federal securities laws, including the...
Senior Associate - Compliance (Alternative Assets) NEW YORK COUNTY, NY, UNITED STATES Job DescriptionYou will be facilitating our service offering by assisting in the performance of, and being responsible for, among other thingsAssisting in the monitoring and maintaining of compliance programs for clients to ensure compliance with federal securities laws, including the...
Senior Associate - Compliance (Alternative Assets) DALLAS, TX, UNITED STATES Job DescriptionYou will be facilitating our service offering by assisting in the performance of, and being responsible for, among other thingsAssisting in the monitoring and maintaining of compliance programs for clients to ensure compliance with federal securities laws, including the...
Senior Associate - Compliance (Alternative Assets) DALLAS, TX, UNITED STATES Job DescriptionYou will be facilitating our service offering by assisting in the performance of, and being responsible for, among other thingsAssisting in the monitoring and maintaining of compliance programs for clients to ensure compliance with federal securities laws, including the...
Temp Technical Finance Support Mid Level Level 2(USD) COLUMBUS, OH, UNITED STATES About Client:Client is a global financial services firm that provides a wide range of investment banking, securities, wealth management, and investment management services. It is a prominent global financial services firm with a rich history and a strong presence in the financial industry.The...
Supervisor, National Video NEW YORK COUNTY, NY, UNITED STATES ...You will report to the Associate Director, APEX Lift Activation.This is a hybrid role, requiring three days in-office each week. If you are contacted for an interview, your recruiter will discuss specifics with you, inclusive of any necessary reasonable accommodations.Responsibilities...
Board Certified Behavior Analyst (BCBA) CHARLOTTE, NC, UNITED STATES ...Licensed Psychological Associate (LPA).Our services are mainly center-based, with a few home and/or community sessions if needed.ORGANIZATION:A Bridge to Achievement is dedicated to providing the highest quality ABA therapy for the learners we serve as well as superior levels of customer...
Construction Safety Specialist HALLSTEAD, PENNSYLVANIA, US ...401(k) Savings and Investment Plan Tuition reimbursement programs available to qualifying employees for approved programs Company provided on-the-job transportation to meet job responsibilities Responsibilities Essential Duties and Responsibilities Inspects organization facilities to detect...
Quarry Foreperson CHALFONT, PENNSYLVANIA, US ...401(k) Savings and Investment Plan Tuition reimbursement programs available to qualifying employees for approved programs Additional training programs including on the job, online through H&K Academy, manufacturer offered training, and more Responsibilities Essential Duties and...
Looking for a Product manager in Mclean, VA/ Richmond, VA MCLEAN, VA, UNITED STATES ...of businesses and investments in growth and transformation will result in a company with the scale, brand, capabilities, talent, and values to succeed as the digital revolution transforms our society and our industry.Do you dream of well-designed and intuitive products and customer...
Manager: Accounting Advisory ENGLEWOOD, COLORADO, US ...candidate is a Senior Associate out of public accounting or Audit/Advisory Manager looking to transition to a normal work schedule and make an impact on day-to-day operations. If the candidate has a CPA and no experience working in public accounting but has progressive growth working for a...
IT Systems Engineer ROCHESTER, NEW YORK, US ...technologies to ensure compliance with operational requirements for security, performance, reliability, and scalability Internal IT Data Center support and maintenance Research existing and emerging hardware and software technologies to determine capabilities and cost-benefit relationships...
PROJECT_MANAGEMENT - Enterprise Project Manager - Advanced Enterprise Project Manager - Advanced COLUMBIA, SC, UNITED STATES ...criteria (return on investment, productivity, compliance). Assists with business case development. 5. Clarifies expectations and defines requirements. Directs the work activities and priorities of team leaders, architects, consultants, analysts, and technicians engaged in design...
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